title: Estimation theory and model parameter selection for therapeutic treatment plan optimization.
abstract: Treatment optimization is usually formulated as an inverse problem, which starts with a prescribed dose distribution and obtains an optimized solution under the guidance of an objective function. The solution is a compromise between the conflicting requirements of the target and sensitive structures. In this paper, the treatment plan optimization is formulated as an estimation problem of a discrete and possibly nonconvex system. The concept of preference function is introduced. Instead of prescribing a dose to a structure (or a set of voxels), the approach prioritizes the doses with different preference levels and reduces the problem into selecting a solution with a suitable estimator. The preference function provides a foundation for statistical analysis of the system and allows us to apply various techniques developed in statistical analysis to plan optimization. It is shown that an optimization based on a quadratic objective function is a special case of the formalism. A general two-step method for using a computer to determine the values of the model parameters is proposed. The approach provides an efficient way to include prior knowledge into the optimization process. The method is illustrated using a simplified two-pixel system as well as two clinical cases. The generality of the approach, coupled with promising demonstrations, indicates that the method has broad implications for radiotherapy treatment plan optimization.
authors.affiliation: Department of Radiation Oncology, Stanford University School of Medicine, California 94305-5304, USA. lei@reyes.stanford.edu
authors.forename: L
authors.initials: L
authors.lastname: Xing
authors.forename: J G
authors.initials: JG
authors.lastname: Li
authors.forename: A
authors.initials: A
authors.lastname: Pugachev
authors.forename: Q T
authors.initials: QT
authors.lastname: Le
authors.forename: A L
authors.initials: AL
authors.lastname: Boyer
mesh_terms: D000465:Algorithms; D006801:Humans; D008297:Male; D008444:Maxillary Sinus Neoplasms / Q000532:radiotherapy; D015233:Models, Statistical; D016011:Normal Distribution; D011471:Prostatic Neoplasms / Q000532:radiotherapy; D011879:Radiotherapy Dosage; D011880:Radiotherapy Planning, Computer-Assisted