Parental consent and adolescent risk behavior research.
OBJECTIVE
To identify methodological issues related to the use of active or passive parental consent in school-based research on adolescent risk behavior research and to propose recommendations consistent with current legal and ethical standards in the United States.


METHODS
Review and synthesis of the professional literature related to adolescents and parental consent, federal regulations and guidelines in the United States, and the author's experience presenting these arguments and issues to institutional review boards and funding agencies for over 10 years.


RESULTS
The procedures used for parental consent affect a study's participation rates, costs, and selection bias. When active parental consent is required, parental permission is typically obtained for only 30%-60% of students, compared to 93%-100% when passive consent is used. Extensive follow-up may result in 55%-100% of parents giving permission, but at significant cost (typically $20-$25 per student). Active consent results in the exclusion of minorities, students having problems in school, and students already engaged in or at risk for problem behaviors. Strong methodological reasons were identified for using passive parental consent procedures when possible. Current federal regulations include four areas for possible waiver or alterations in parental consent procedures, including the use of passive parental consent.


CONCLUSIONS
Health researchers must understand the methodological, legal, and ethical issues related to parental consent to produce high-quality, valid research about adolescents and to provide evidence for laws, policies, and regulations.
Tigges
Beth Baldwin
BB
College of Nursing, MSC09 5350, 1 University of New Mexico, Albuquerque, NM 87131-0001, USA. btigges@salud.unm.edu
D000293:Adolescent; D000294:Adolescent Behavior; D028744:Ethics Committees, Research / Q000941:ethics / Q000331:legislation & jurisprudence; D035082:Federal Government; D033161:Government Regulation; D006805:Human Experimentation / Q000941:ethics* / Q000331:legislation & jurisprudence* / Q000592:standards; D006801:Humans; D033282:Parental Consent / Q000941:ethics* / Q000331:legislation & jurisprudence*; D017410:Practice Guidelines as Topic; D012107:Research Design / Q000331:legislation & jurisprudence* / Q000592:standards; D012309:Risk-Taking; D015983:Selection Bias; D014481:United States