title: On the conditional logistic estimator in two-arm experimental studies with non-compliance and before-after binary outcomes.
abstract: The behavior of the conditional logistic estimator is analyzed under a causal model for two-arm experimental studies with possible non-compliance in which the effect of the treatment is measured by a binary response variable. We show that, when non-compliance may only be observed in the treatment arm, the effect (measured on the logit scale) of the treatment on compliers and that of the control on non-compliers can be identified and consistently estimated under mild conditions. The same does not happen for the effect of the control on compliers. A simple correction of the conditional logistic estimator is then proposed, which allows us to considerably reduce the bias in estimating this quantity and the causal effect of the treatment over control on compliers. A two-step estimator results on the basis of which we can also set up a Wald test for the hypothesis of absence of a causal effect of the treatment. The asymptotic properties of the estimator are studied by exploiting the general theory on maximum likelihood estimation of misspecified models. Finite-sample properties of the estimator and of the related Wald test are studied by simulation. The extension of the approach to the case of missing responses is also outlined. The approach is illustrated by an application to a dataset deriving from a study on the efficacy of a training course on the breast self examination practice.
authors.affiliation: Department of Economics, Finance and Statistics, University of Perugia, 06123 Perugia, Italy. bart@stat.unipg.it
authors.forename: Francesco
authors.initials: F
authors.lastname: Bartolucci
mesh_terms: D000328:Adult; D015982:Bias; D016504:Breast Self-Examination; D003198:Computer Simulation; D005260:Female; D006801:Humans; D016013:Likelihood Functions; D016015:Logistic Models; D008875:Middle Aged; D019370:Observation; D010349:Patient Compliance; D016032:Randomized Controlled Trials as Topic; D016896:Treatment Outcome; D055815:Young Adult