title: The effect of cluster size imbalance and covariates on the estimation performance of quadratic inference functions.
abstract: Generalized estimating equations (GEE) are commonly used for the analysis of correlated data. However, use of quadratic inference functions (QIFs) is becoming popular because it increases efficiency relative to GEE when the working covariance structure is misspecified. Although shown to be advantageous in the literature, the impacts of covariates and imbalanced cluster sizes on the estimation performance of the QIF method in finite samples have not been studied. This cluster size variation causes QIF's estimating equations and GEE to be in separate classes when an exchangeable correlation structure is implemented, causing QIF and GEE to be incomparable in terms of efficiency. When utilizing this structure and the number of clusters is not large, we discuss how covariates and cluster size imbalance can cause QIF, rather than GEE, to produce estimates with the larger variability. This occurrence is mainly due to the empirical nature of weighting QIF employs, rather than differences in estimating equations classes. We demonstrate QIF's lost estimation precision through simulation studies covering a variety of general cluster randomized trial scenarios and compare QIF and GEE in the analysis of data from a cluster randomized trial.
authors.affiliation: Department of Biostatistics, College of Public Health, University of Kentucky, Lexington, KY 40536, USA. philip.westgate@uky.edu
authors.forename: Philip M
authors.initials: PM
authors.lastname: Westgate
authors.forename: Thomas M
authors.initials: TM
authors.lastname: Braun
mesh_terms: D000924:Anticholesteremic Agents / Q000627:therapeutic use; D000959:Antihypertensive Agents / Q000627:therapeutic use; D001241:Aspirin / Q000627:therapeutic use; D002318:Cardiovascular Diseases / Q000188:drug therapy; D016000:Cluster Analysis; D003198:Computer Simulation; D003627:Data Interpretation, Statistical; D006801:Humans; D015233:Models, Statistical; D016032:Randomized Controlled Trials as Topic / Q000379:methods*
chemical_list: D000924:Anticholesteremic Agents; D000959:Antihypertensive Agents; D001241:Aspirin