Adaptive extensions of a two-stage group sequential procedure for testing primary and secondary endpoints (I): unknown correlation between the endpoints.
In a previous paper we studied a two-stage group sequential procedure (GSP) for testing primary and secondary endpoints where the primary endpoint serves as a gatekeeper for the secondary endpoint. We assumed a simple setup of a bivariate normal distribution for the two endpoints with the correlation coefficient ρ between them being either an unknown nuisance parameter or a known constant. Under the former assumption, we used the least favorable value of ρ = 1 to compute the critical boundaries of a conservative GSP. Under the latter assumption, we computed the critical boundaries of an exact GSP. However, neither assumption is very practical. The ρ = 1 assumption is too conservative resulting in loss of power, whereas the known ρ assumption is never true in practice. In this part I of a two-part paper on adaptive extensions of this two-stage procedure (part II deals with sample size re-estimation), we propose an intermediate approach that uses the sample correlation coefficient r from the first-stage data to adaptively adjust the secondary boundary after accounting for the sampling error in r via an upper confidence limit on ρ by using a method due to Berger and Boos. We show via simulation that this approach achieves 5-11% absolute secondary power gain for ρ ≤0.5. The preferred boundary combination in terms of high primary as well as secondary power is that of O'Brien and Fleming for the primary and of Pocock for the secondary. The proposed approach using this boundary combination achieves 72-84% relative secondary power gain (with respect to the exact GSP that assumes known ρ). We give a clinical trial example to illustrate the proposed procedure.
Department of IEMS, Northwestern University, Evanston, IL, 60208, USA. atamhane@northwestern.edu
Ajit C
AC
Tamhane
Yi
Y
Wu
Cyrus R
CR
Mehta
D015982:Bias; D003198:Computer Simulation; D016001:Confidence Intervals; D003627:Data Interpretation, Statistical; D023381:Endpoint Determination / Q000379:methods; D006801:Humans; D015233:Models, Statistical; D016032:Randomized Controlled Trials as Topic / Q000379:methods / Q000706:statistics & numerical data*; D012107:Research Design; D018401:Sample Size