title: How meaningful are heritability estimates of liability?
abstract: It is commonly acknowledged that estimates of heritability from classical twin studies have many potential shortcomings. Despite this, in the post-GWAS era, these heritability estimates have come to be a continual source of interest and controversy. While the heritability estimates of a quantitative trait are subject to a number of biases, in this article we will argue that the standard statistical approach to estimating the heritability of a binary trait relies on some additional untestable assumptions which, if violated, can lead to badly biased estimates. The ACE liability threshold model assumes at its heart that each individual has an underlying liability or propensity to acquire the binary trait (e.g., disease), and that this unobservable liability is multivariate normally distributed. We investigated a number of different scenarios violating this assumption such as the existence of a single causal diallelic gene and the existence of a dichotomous exposure. For each scenario, we found that substantial asymptotic biases can occur, which no increase in sample size can remove. Asymptotic biases as much as four times larger than the true value were observed, and numerous cases also showed large negative biases. Additionally, regions of low bias occurred for specific parameter combinations. Using simulations, we also investigated the situation where all of the assumptions of the ACE liability model are met. We found that commonly used sample sizes can lead to biased heritability estimates. Thus, even if we are willing to accept the meaningfulness of the liability construct, heritability estimates under the ACE liability threshold model may not accurately reflect the heritability of this construct. The points made in this paper should be kept in mind when considering the meaningfulness of a reported heritability estimate for any specific disease.
authors.affiliation: Department of Epidemiology and Biostatistics, School of Medicine, Case Western Reserve University, 10900 Euclid Avenue, Cleveland, OH, 44106, USA, pennybenchek@gmail.com.
authors.forename: Penny H
authors.initials: PH
authors.lastname: Benchek
authors.forename: Nathan J
authors.initials: NJ
authors.lastname: Morris
mesh_terms: D015982:Bias; D005787:Gene Frequency; D059647:Gene-Environment Interaction; D055106:Genome-Wide Association Study / Q000706:statistics & numerical data; D006801:Humans; D015233:Models, Statistical; D020412:Multifactorial Inheritance / Q000235:genetics*; D015999:Multivariate Analysis; D019655:Quantitative Trait, Heritable; D018401:Sample Size; D018433:Twin Studies as Topic / Q000706:statistics & numerical data; D014427:Twins / Q000235:genetics / Q000706:statistics & numerical data