title: Systematically evaluating the impact of diagnosis-related groups (DRGs) on health care delivery: a matrix of ethical implications.
abstract: Swiss hospitals were required to implement a prospective payment system for reimbursement using a diagnosis-related groups (DRGs) classification system by the beginning of 2012. Reforms to a health care system should be assessed for their impact, including their impact on ethically relevant factors. Over a number of years and in a number of countries, questions have been raised in the literature about the ethical implications of the implementation of DRGs. However, despite this, researchers have not attempted to identify the major ethical issues associated with DRGs systematically. To address this gap in the literature, we have developed a matrix for identifying the ethical implications of the implementation of DRGs. It was developed using a literature review, and empirical studies on DRGs, as well as a review and analysis of existing ethics frameworks. The matrix consists of the ethically relevant parameters of health care systems on which DRGs are likely to have an impact; the ethical values underlying these parameters; and examples of specific research questions associated with DRGs to illustrate how the matrix can be applied. While the matrix has been developed in light of the Swiss health care reform, it could be used as a basis for identifying the ethical implications of DRG-based systems worldwide and for highlighting the ethical implications of other kinds of provider payment systems (PPS).
authors.affiliation: Institute of Biomedical Ethics, Faculty of Medicine, University of Zurich, Pestalozzistrasse 24, 8032 Zurich, Switzerland. Electronic address: fourie@philos.uzh.ch.
authors.forename: Carina
authors.initials: C
authors.lastname: Fourie
authors.affiliation: Institute of Biomedical Ethics, Faculty of Medicine, University of Zurich, Pestalozzistrasse 24, 8032 Zurich, Switzerland. Electronic address: biller-andorno@ethik.uzh.ch.
authors.forename: Nikola
authors.initials: N
authors.lastname: Biller-Andorno
authors.affiliation: Institute of Biomedical Ethics, Faculty of Medicine, University of Zurich, Pestalozzistrasse 24, 8032 Zurich, Switzerland. Electronic address: wild@ethik.uzh.ch.
authors.forename: Verina
authors.initials: V
authors.lastname: Wild
mesh_terms: D003695:Delivery of Health Care / Q000941:ethics* / Q000379:methods / Q000706:statistics & numerical data; D003953:Diagnosis-Related Groups / Q000941:ethics* / Q000706:statistics & numerical data; D006801:Humans; D012051:Reimbursement Mechanisms / Q000941:ethics / Q000706:statistics & numerical data; D013557:Switzerland
keywords: Cost containment; Diagnosis-related groups (DRGs); Ethics; Ethics frameworks; Health care reform; Provider payment system; Switzerland