title: Incorporating Complex Sample Design Effects When Only Final Survey Weights are Available.
abstract: This article considers the situation that arises when a survey data producer has collected data from a sample with a complex design (possibly featuring stratification of the population, cluster sampling, and / or unequal probabilities of selection), and for various reasons only provides secondary analysts of those survey data with a final survey weight for each respondent and "average" design effects for survey estimates computed from the data. In general, these "average" design effects, presumably computed by the data producer in a way that fully accounts for all of the complex sampling features, already incorporate possible increases in sampling variance due to the use of the survey weights in estimation. The secondary analyst of the survey data who then 1) uses the provided information to compute weighted estimates, 2) computes design-based standard errors reflecting variance in the weights (using Taylor Series Linearization, for example), and 3) inflates the estimated variances using the "average" design effects provided is applying a "double" adjustment to the standard errors for the effect of weighting on the variance estimates, leading to overly conservative inferences. We propose a simple method for preventing this problem, and provide a Stata program for applying appropriate adjustments to variance estimates in this situation. We illustrate two applications of the method to survey data from the Monitoring the Future (MTF) study, and conclude with suggested directions for future research in this area.
authors.affiliation: Survey Methodology Program, Survey Research Center, Institute for Social Research, University of Michigan-Ann Arbor, Ann Arbor, MI ( bwest@umich.edu ).
authors.forename: Brady T
authors.initials: BT
authors.lastname: West
authors.affiliation: Institute for Research on Women and Gender, Substance Abuse Research Center, University of Michigan-Ann Arbor, Ann Arbor, MI ( plius@umich.edu ).
authors.forename: Sean Esteban
authors.initials: SE
authors.lastname: McCabe