title: A conceptual model of compensation/decompensation in lumbar segmental instability.
abstract: Lumbar spinal instability (LSI) is a common spinal disorder and can be associated with substantial disability. The concept of defining clinically relevant classifications of disease or 'target condition' is used in diagnostic research. Applying this concept to LSI we hypothesize that a set of clinical and radiological criteria can be developed to identify patients with this target condition who are at high risk of 'irreversible' decompensated LSI for whom surgery becomes the treatment of choice. In LSI, structural deterioration of the lumbar disc initiates a degenerative cascade of segmental instability. Over time, radiographic signs become visible: traction spurs, facet joint degeneration, misalignment, stenosis, olisthesis and de novo scoliosis. Ligaments, joint capsules, local and distant musculature are the functional elements of the lumbar motion segment. Influenced by non-functional factors, these functional elements allow a compensation of degeneration of the motion segment. Compensation may happen on each step of the degenerative cascade but cannot reverse it. However, compensation of LSI may lead to an alleviation or resolution of clinical symptoms. In return, the target condition of decompensation of LSI may cause the new occurrence of symptoms and pain. Functional compensation and decompensation are subject to numerous factors that can change which makes estimation of an individual's long-term prognosis difficult. Compensation and decompensation may influence radiographic signs of degeneration, e.g. the degree of misalignment and segmental angulation caused by LSI is influenced by the tonus of the local musculature. This conceptual model of compensation/decompensation may help solve the debate on functional and psychosocial factors that influence low back pain and to establish a new definition of non-specific low back pain. Individual differences of identical structural disorders could be explained by compensated or decompensated LSI leading to changes in clinical symptoms and pain. Future spine surgery will have to carefully define and measure functional aspects of LSI, e.g. to identify a point of no return where multidisciplinary interventions do not allow a re-compensation and surgery becomes the treatment of choice.
authors.affiliation: Department of Orthopaedic Surgery, Asklepios Klinikum Uckermark, Schwedt/Oder, Germany.
authors.forename: T
authors.initials: T
authors.lastname: Barz
authors.affiliation: Centre for Health Sciences, School of Health Professions, Zurich University of Applied Sciences, Winterthur, Switzerland; Centre for Medical Research, University of Western Australia, Nedlands, Australia. Electronic address: markus.melloh@zhaw.ch.
authors.forename: M
authors.initials: M
authors.lastname: Melloh
authors.affiliation: NHMRC Clinical Trials Centre, University of Sydney, Sydney, NSW, Australia; Epidemiology & Medical Statistics, School of Medicine, University of Notre Dame, Sydney, NSW, Australia.
authors.forename: S J
authors.initials: SJ
authors.lastname: Lord
authors.affiliation: Clinic and Outpatient Clinic for Orthopedics and Orthopedic Surgery, University Medicine Greifswald, Greifswald, Germany.
authors.forename: R
authors.initials: R
authors.lastname: Kasch
authors.affiliation: Department of Orthopaedic Surgery, University Medicine Greifswald, Germany.
authors.forename: H R
authors.initials: HR
authors.lastname: Merk
authors.affiliation: Institute for Evaluative Research in Orthopaedic Surgery, University of Bern, Switzerland.
authors.forename: L P
authors.initials: LP
authors.lastname: Staub
mesh_terms: D006801:Humans; D007403:Intervertebral Disc / Q000503:physiopathology; D017116:Low Back Pain / Q000175:diagnosis* / Q000503:physiopathology; D008159:Lumbar Vertebrae / Q000503:physiopathology*; D008962:Models, Theoretical; D011379:Prognosis; D013122:Spinal Diseases / Q000503:physiopathology; D013123:Spinal Fusion / Q000009:adverse effects