title: Identifying the most likely contributors to a Y-STR mixture using the discrete Laplace method.
abstract: In some crime cases, the male part of the DNA in a stain can only be analysed using Y chromosomal markers, e.g. Y-STRs. This may be the case in e.g. rape cases, where the male components can only be detected as Y-STR profiles, because the fraction of male DNA is much smaller than that of female DNA, which can mask the male results when autosomal STRs are investigated. Sometimes, mixtures of Y-STRs are observed, e.g. in rape cases with multiple offenders. In such cases, Y-STR mixture analysis is required, e.g. by mixture deconvolution, to deduce the most likely DNA profiles from the contributors. We demonstrate how the discrete Laplace method can be used to separate a two person Y-STR mixture, where the Y-STR profiles of the true contributors are not present in the reference dataset, which is often the case for Y-STR profiles in real case work. We also briefly discuss how to calculate the weight of the evidence using the likelihood ratio principle when a suspect's Y-STR profile fits into a two person mixture. We used three datasets with between 7 and 21 Y-STR loci: Denmark (n=181), Somalia (n=201) and Germany (n=3443). The Danish dataset with 21 loci was truncated to 15 and 10 loci to examine the effect of the number of loci. For each of these datasets, an out of sample simulation study was performed: A total of 550 mixtures were composed by randomly sampling two haplotypes, h1 and h2, from the dataset. We then used the discrete Laplace method on the remaining data (excluding h1 and h2) to rank the contributor pairs by the product of the contributors' estimated haplotype frequencies. Successful separation of mixtures (defined by the observation that the true contributor pair was among the 10 most likely contributor pairs) was found in 42-52% of the cases for 21 loci, 69-75% for 15 loci and 92-99% for 10 loci or less depending on the dataset and how the discrete Laplace model was chosen. Y-STR mixtures with many loci are difficult to separate, but even haplotypes with 21 Y-STR loci can be separated.
authors.affiliation: Department of Mathematical Sciences, Aalborg University, Denmark. Electronic address: mikl@math.aau.dk.
authors.forename: Mikkel Meyer
authors.initials: MM
authors.lastname: Andersen
authors.affiliation: Department of Mathematical Sciences, Aalborg University, Denmark. Electronic address: svante@math.aau.dk.
authors.forename: Poul Svante
authors.initials: PS
authors.lastname: Eriksen
authors.affiliation: Section of Forensic Genetics, Department of Forensic Medicine, Faculty of Health and Medical Sciences, University of Copenhagen, Denmark. Electronic address: helle.smidt@sund.ku.dk.
authors.forename: Helle Smidt
authors.initials: HS
authors.lastname: Mogensen
authors.affiliation: Section of Forensic Genetics, Department of Forensic Medicine, Faculty of Health and Medical Sciences, University of Copenhagen, Denmark. Electronic address: niels.morling@sund.ku.dk.
authors.forename: Niels
authors.initials: N
authors.lastname: Morling
mesh_terms: D041322:Chromosomes, Human, Y; D053803:Forensic Genetics; D006801:Humans; D016013:Likelihood Functions; D008297:Male; D018895:Microsatellite Repeats / Q000235:genetics*
keywords: Discrete Laplace method; Forensic genetics; Likelihood ratio; Mixture deconvolution; Mixture separation