title: A comprehensive evaluation of collapsing methods using simulated and real data: excellent annotation of functionality and large sample sizes required.
abstract: The advent of next generation sequencing (NGS) technologies enabled the investigation of the rare variant-common disease hypothesis in unrelated individuals, even on the genome-wide level. Analysis of this hypothesis requires tailored statistical methods as single marker tests fail on rare variants. An entire class of statistical methods collapses rare variants from a genomic region of interest (ROI), thereby aggregating rare variants. In an extensive simulation study using data from the Genetic Analysis Workshop 17 we compared the performance of 15 collapsing methods by means of a variety of pre-defined ROIs regarding minor allele frequency thresholds and functionality. Findings of the simulation study were additionally confirmed by a real data set investigating the association between methotrexate clearance and the SLCO1B1 gene in patients with acute lymphoblastic leukemia. Our analyses showed substantially inflated type I error levels for many of the proposed collapsing methods. Only four approaches yielded valid type I errors in all considered scenarios. None of the statistical tests was able to detect true associations over a substantial proportion of replicates in the simulated data. Detailed annotation of functionality of variants is crucial to detect true associations. These findings were confirmed in the analysis of the real data. Recent theoretical work showed that large power is achieved in gene-based analyses only if large sample sizes are available and a substantial proportion of causing rare variants is present in the gene-based analysis. Many of the investigated statistical approaches use permutation requiring high computational cost. There is a clear need for valid, powerful and fast to calculate test statistics for studies investigating rare variants.
authors.affiliation: Institut für Medizinische Biometrie und Statistik, Universität zu Lübeck, Universitätsklinikum Schleswig-Holstein Lübeck, Germany.
authors.forename: Carmen
authors.initials: C
authors.lastname: Dering
authors.affiliation: Institut für Medizinische Biometrie und Statistik, Universität zu Lübeck, Universitätsklinikum Schleswig-Holstein Lübeck, Germany.
authors.forename: Inke R
authors.initials: IR
authors.lastname: König
authors.affiliation: Pharmaceutical Department, St. Jude Children's Research Hospital Memphis, TN, USA.
authors.forename: Laura B
authors.initials: LB
authors.lastname: Ramsey
authors.affiliation: Pharmaceutical Department, St. Jude Children's Research Hospital Memphis, TN, USA.
authors.forename: Mary V
authors.initials: MV
authors.lastname: Relling
authors.affiliation: Pharmaceutical Department, St. Jude Children's Research Hospital Memphis, TN, USA.
authors.forename: Wenjian
authors.initials: W
authors.lastname: Yang
authors.affiliation: Institut für Medizinische Biometrie und Statistik, Universität zu Lübeck, Universitätsklinikum Schleswig-Holstein Lübeck, Germany ; Zentrum für Klinische Studien, Universität zu Lübeck Lübeck, Germany ; School of Mathematics, Statistics and Computer Science, University of KwaZulu-Natal Durban, South Africa.
authors.forename: Andreas
authors.initials: A
authors.lastname: Ziegler
keywords: SLCO1B1; burden test; collapsing; comparison; rare variants; simulation study