title: Privacy and confidentiality in pragmatic clinical trials.
abstract: With pragmatic clinical trials, an opportunity exists to answer important questions about the relative risks, burdens, and benefits of therapeutic interventions. However, concerns about protecting the privacy of this information are significant and must be balanced with the imperative to learn from the data gathered in routine clinical practice. Traditional privacy protections for research uses of identifiable information rely disproportionately on informed consent or authorizations, based on a presumption that this is necessary to fulfill ethical principles of respect for persons. But frequently, the ideal of informed consent is not realized in its implementation. Moreover, the principle of respect for persons—which encompasses their interests in health information privacy—can be honored through other mechanisms. Data anonymization also plays a role in protecting privacy but is not suitable for all research, particularly pragmatic clinical trials. In this article, we explore both the ethical foundation and regulatory framework intended to protect privacy in pragmatic clinical trials. We then review examples of novel approaches to respecting persons in research that may have the added benefit of honoring patient privacy considerations.
authors.affiliation: Manatt, Phelps & Phillips, LLP, Washington, DC, USA.
authors.forename: Deven
authors.initials: D
authors.lastname: McGraw
authors.affiliation: Patient-Centered Outcomes Research Institute, Washington, DC, USA.
authors.forename: Sarah M
authors.initials: SM
authors.lastname: Greene
authors.affiliation: Kaiser Permanente, Portland, OR, USA.
authors.forename: Caroline S
authors.initials: CS
authors.lastname: Miner
authors.affiliation: CHB Wordsmith, Inc., Raleigh, NC, USA.
authors.forename: Karen L
authors.initials: KL
authors.lastname: Staman
authors.affiliation: Rush University Medical Center, Chicago, IL, USA.
authors.forename: Mary Jane
authors.initials: MJ
authors.lastname: Welch
authors.affiliation: University of Wisconsin-Madison, Madison, WI, USA arubel@wisc.edu.
authors.forename: Alan
authors.initials: A
authors.lastname: Rubel
mesh_terms: D035843:Biomedical Research / Q000941:ethics / Q000331:legislation & jurisprudence / Q000592:standards; D002986:Clinical Trials as Topic / Q000941:ethics* / Q000331:legislation & jurisprudence* / Q000592:standards; D003219:Confidentiality / Q000941:ethics* / Q000331:legislation & jurisprudence*; D006801:Humans; D033181:Information Dissemination / Q000941:ethics / Q000331:legislation & jurisprudence; D007258:Informed Consent / Q000941:ethics* / Q000331:legislation & jurisprudence* / Q000592:standards; D018907:Privacy / Q000331:legislation & jurisprudence*; D014481:United States
keywords: Privacy; autonomy; fair information practice principles; pragmatic clinical trials; respect for persons