title: Uncertainty quantification for radiation measurements: Bottom-up error variance estimation using calibration information.
abstract: One example of top-down uncertainty quantification (UQ) involves comparing two or more measurements on each of multiple items. One example of bottom-up UQ expresses a measurement result as a function of one or more input variables that have associated errors, such as a measured count rate, which individually (or collectively) can be evaluated for impact on the uncertainty in the resulting measured value. In practice, it is often found that top-down UQ exhibits larger error variances than bottom-up UQ, because some error sources are present in the fielded assay methods used in top-down UQ that are not present (or not recognized) in the assay studies used in bottom-up UQ. One would like better consistency between the two approaches in order to claim understanding of the measurement process. The purpose of this paper is to refine bottom-up uncertainty estimation by using calibration information so that if there are no unknown error sources, the refined bottom-up uncertainty estimate will agree with the top-down uncertainty estimate to within a specified tolerance. Then, in practice, if the top-down uncertainty estimate is larger than the refined bottom-up uncertainty estimate by more than the specified tolerance, there must be omitted sources of error beyond those predicted from calibration uncertainty. The paper develops a refined bottom-up uncertainty approach for four cases of simple linear calibration: (1) inverse regression with negligible error in predictors, (2) inverse regression with non-negligible error in predictors, (3) classical regression followed by inversion with negligible error in predictors, and (4) classical regression followed by inversion with non-negligible errors in predictors. Our illustrations are of general interest, but are drawn from our experience with nuclear material assay by non-destructive assay. The main example we use is gamma spectroscopy that applies the enrichment meter principle. Previous papers that ignore error in predictors have shown a tendency for inverse regression to have lower error variance than classical regression followed by inversion. This paper supports that tendency both with and without error in predictors. Also, the paper shows that calibration parameter estimates using error in predictor methods perform worse than without using error in predictor methods in the case of inverse regression, but perform better than without using error in predictor methods in the case of classical regression followed by inversion. Both inverse and classical regression involve the ratio of dependent random variables; therefore, the assumed error distribution(s) will matter in parameter estimation and in uncertainty calculations. Mainly for that reason, calibration using a single predictor is distinct from simple regression, and it has not been thoroughly treated in the literature, nor in the ISO Guide to the Expression of Uncertainty in Measurements (GUM). Our refined approach is based on simulation, because we illustrate that analytical approximations are not adequate when there are, for example, 10 or fewer calibration measurements, which is common in calibration applications, each consisting of measured responses from known quantities.
authors.affiliation: Nuclear Fuel Cycle Analysis, International Atomic Energy Agency, Box 100, 1400 Vienna, Austria. Electronic address: t.burr@iaea.org.
authors.forename: T
authors.initials: T
authors.lastname: Burr
authors.affiliation: Nuclear Security and Isotope Technology Division, Oak Ridge National Laboratory, Oak Ridge, TN 37831, USA.
authors.forename: S
authors.initials: S
authors.lastname: Croft
authors.affiliation: Nuclear Fuel Cycle Analysis, International Atomic Energy Agency, Box 100, 1400 Vienna, Austria.
authors.forename: T
authors.initials: T
authors.lastname: Krieger
authors.affiliation: Nuclear Fuel Cycle Analysis, International Atomic Energy Agency, Box 100, 1400 Vienna, Austria.
authors.forename: K
authors.initials: K
authors.lastname: Martin
authors.affiliation: Nuclear Fuel Cycle Analysis, International Atomic Energy Agency, Box 100, 1400 Vienna, Austria.
authors.forename: C
authors.initials: C
authors.lastname: Norman
authors.affiliation: Office of Safeguards Analytical Services, International Atomic Energy Agency, Box 100, 1400 Vienna, Austria.
authors.forename: S
authors.initials: S
authors.lastname: Walsh
keywords: Classical calibration; Enrichment meter principle; Errors in predictors; Inverse regression; Uncertainty