title: Analysis of two-phase sampling data with semiparametric additive hazards models.
abstract: Under the case-cohort design introduced by Prentice (Biometrica 73:1-11, 1986), the covariate histories are ascertained only for the subjects who experience the event of interest (i.e., the cases) during the follow-up period and for a relatively small random sample from the original cohort (i.e., the subcohort). The case-cohort design has been widely used in clinical and epidemiological studies to assess the effects of covariates on failure times. Most statistical methods developed for the case-cohort design use the proportional hazards model, and few methods allow for time-varying regression coefficients. In addition, most methods disregard data from subjects outside of the subcohort, which can result in inefficient inference. Addressing these issues, this paper proposes an estimation procedure for the semiparametric additive hazards model with case-cohort/two-phase sampling data, allowing the covariates of interest to be missing for cases as well as for non-cases. A more flexible form of the additive model is considered that allows the effects of some covariates to be time varying while specifying the effects of others to be constant. An augmented inverse probability weighted estimation procedure is proposed. The proposed method allows utilizing the auxiliary information that correlates with the phase-two covariates to improve efficiency. The asymptotic properties of the proposed estimators are established. An extensive simulation study shows that the augmented inverse probability weighted estimation is more efficient than the widely adopted inverse probability weighted complete-case estimation method. The method is applied to analyze data from a preventive HIV vaccine efficacy trial.
authors.affiliation: Department of Mathematics and Statistics, University of North Carolina at Charlotte, Charlotte, NC, 28223, USA. yasun@uncc.edu.
authors.forename: Yanqing
authors.initials: Y
authors.lastname: Sun
authors.affiliation: Department of Mathematics, East China University of Science and Technology, Shanghai, China.
authors.forename: Xiyuan
authors.initials: X
authors.lastname: Qian
authors.affiliation: Merck China & Co., Inc., Beijing, China.
authors.forename: Qiong
authors.initials: Q
authors.lastname: Shou
authors.affiliation: University of Washington and Fred Hutchinson Cancer Research Center, Seattle, WA, 98109, USA.
authors.forename: Peter B
authors.initials: PB
authors.lastname: Gilbert
mesh_terms: D015331:Cohort Studies; D006801:Humans; D015233:Models, Statistical; D011336:Probability; D016016:Proportional Hazards Models; D012107:Research Design; D016019:Survival Analysis
keywords: Asymptotics; Augmented inverse probability weighted estimation; Auxiliary variables; Double robustness; Efficiency; Estimating equations; HIV vaccine efficacy trial; Inverse probability weighted complete-case; Parametric regression; Time-varying effects