title: On the estimation of phase synchronization, spurious synchronization and filtering.
abstract: Phase synchronization, viz., the adjustment of instantaneous frequencies of two interacting self-sustained nonlinear oscillators, is frequently used for the detection of a possible interrelationship between empirical data recordings. In this context, the proper estimation of the instantaneous phase from a time series is a crucial aspect. The probability that numerical estimates provide a physically relevant meaning depends sensitively on the shape of its power spectral density. For this purpose, the power spectrum should be narrow banded possessing only one prominent peak [M. Chavez et al., J. Neurosci. Methods 154, 149 (2006)]. If this condition is not fulfilled, band-pass filtering seems to be the adequate technique in order to pre-process data for a posterior synchronization analysis. However, it was reported that band-pass filtering might induce spurious synchronization [L. Xu et al., Phys. Rev. E 73, 065201(R), (2006); J. Sun et al., Phys. Rev. E 77, 046213 (2008); and J. Wang and Z. Liu, EPL 102, 10003 (2013)], a statement that without further specification causes uncertainty over all measures that aim to quantify phase synchronization of broadband field data. We show by using signals derived from different test frameworks that appropriate filtering does not induce spurious synchronization. Instead, filtering in the time domain tends to wash out existent phase interrelations between signals. Furthermore, we show that measures derived for the estimation of phase synchronization like the mean phase coherence are also useful for the detection of interrelations between time series, which are not necessarily derived from coupled self-sustained nonlinear oscillators.
authors.affiliation: Instituto de Investigaciones en Ciencias Básicas y Aplicadas, Universidad Autónoma del Estado de Morelos, Avenida Universidad 1001, 62221 Cuernavaca, Morelos, Mexico.
authors.forename: Wady A
authors.initials: WA
authors.lastname: Rios Herrera
authors.affiliation: Centro de Investigaciones en Ciencias, Universidad Autónoma del Estado de Morelos, Avenida Universidad 1001, 62221 Cuernavaca, Morelos, Mexico.
authors.forename: Joaquín
authors.initials: J
authors.lastname: Escalona
authors.affiliation: Centro de Investigaciones en Ciencias, Universidad Autónoma del Estado de Morelos, Avenida Universidad 1001, 62221 Cuernavaca, Morelos, Mexico.
authors.forename: Daniel
authors.initials: D
authors.lastname: Rivera López
authors.affiliation: Centro de Investigaciones en Ciencias, Universidad Autónoma del Estado de Morelos, Avenida Universidad 1001, 62221 Cuernavaca, Morelos, Mexico.
authors.forename: Markus F
authors.initials: MF
authors.lastname: Müller