title: A Comparative Investigation of the Combined Effects of Pre-Processing, Wavelength Selection, and Regression Methods on Near-Infrared Calibration Model Performance.
abstract: Near-infrared (NIR) spectroscopy is being widely used in various fields ranging from pharmaceutics to the food industry for analyzing chemical and physical properties of the substances concerned. Its advantages over other analytical techniques include available physical interpretation of spectral data, nondestructive nature and high speed of measurements, and little or no need for sample preparation. The successful application of NIR spectroscopy relies on three main aspects: pre-processing of spectral data to eliminate nonlinear variations due to temperature, light scattering effects and many others, selection of those wavelengths that contribute useful information, and identification of suitable calibration models using linear/nonlinear regression . Several methods have been developed for each of these three aspects and many comparative studies of different methods exist for an individual aspect or some combinations. However, there is still a lack of comparative studies for the interactions among these three aspects, which can shed light on what role each aspect plays in the calibration and how to combine various methods of each aspect together to obtain the best calibration model. This paper aims to provide such a comparative study based on four benchmark data sets using three typical pre-processing methods, namely, orthogonal signal correction (OSC), extended multiplicative signal correction (EMSC) and optical path-length estimation and correction (OPLEC); two existing wavelength selection methods, namely, stepwise forward selection (SFS) and genetic algorithm optimization combined with partial least squares regression for spectral data (GAPLSSP); four popular regression methods, namely, partial least squares (PLS), least absolute shrinkage and selection operator (LASSO), least squares support vector machine (LS-SVM), and Gaussian process regression (GPR). The comparative study indicates that, in general, pre-processing of spectral data can play a significant role in the calibration while wavelength selection plays a marginal role and the combination of certain pre-processing, wavelength selection, and nonlinear regression methods can achieve superior performance over traditional linear regression-based calibration.
authors.affiliation: 1 School of Marine Science and Engineering, Plymouth University, Plymouth, UK.
authors.forename: Jian
authors.initials: J
authors.lastname: Wan
authors.affiliation: 2 Department of Chemical and Process Engineering, University of Strathclyde, Glasgow, UK.
authors.forename: Yi-Chieh
authors.initials: YC
authors.lastname: Chen
authors.affiliation: 2 Department of Chemical and Process Engineering, University of Strathclyde, Glasgow, UK.|3 Centre for Process Analytics and Control Technology, University of Strathclyde, Glasgow.
authors.forename: A Julian
authors.initials: AJ
authors.lastname: Morris
authors.affiliation: 4 School of Engineering and Information Technology, Charles Darwin University, Darwin, NT, Australia.
authors.forename: Suresh N
authors.initials: SN
authors.lastname: Thennadil
keywords: Gaussian process regression; Near-infrared spectroscopy; PLS; multivariate calibration; partial least squares regression; pre-processing; regression; scatter correction; support vector machines; wavelength selection